Aletheus · ask the archive

Ask the roster archive.

One question in ordinary words, answered from the SEC’s public Form ADV adviser rosters — 197 monthly snapshots spanning 2006 to 2026, about 2.48 million firm-rows across 34,213 distinct firms — or refused by name, with the list of question shapes that would have worked. The answering layer holds a fixed set of shapes; a question that fits none of them is declined rather than guessed at.

Try: find goldman sachs · tell me about firm 361 · when did crd 7506 leave · what aum did crd 361 report · how many advisers in november 2013 · list the snapshots · what can you answer

You asked: “find goldman sachs”

Firm search

matched
13
firms
crdsec nociknamelegal namecitystatecountrystatusfirst seenlast seenfirst seen source filelast seen source file
361801-16048769993GOLDMAN SACHS & CO. LLCGOLDMAN SACHS & CO. LLCNEW YORKNYUnited StatesApproved2006-06-052026-10-022199190_10044_00050000_00050000.txtia09012026.csv
106693801-48238935142GOLDMAN SACHS WEALTH SERVICES, L.P.GOLDMAN SACHS WEALTH SERVICES, L.P.COHOESNYUnited StatesApproved2006-06-052026-10-022199190_10044_00050000_00050000.txtia09012026.csv
107183801-40494GOLDMAN SACHS ADVISORS B.V.GOLDMAN SACHS ADVISORS B.V.THE HAGUENetherlandsApproved2006-06-052023-05-102199190_10044_00050000_00050000.txtia051023.xlsx
107715801-38157919361GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONALGOLDMAN SACHS ASSET MANAGEMENT INTERNATIONALLONDONUnited KingdomApproved2006-06-052026-10-022199190_10044_00050000_00050000.txtia09012026.csv
107738801-375911229262GOLDMAN SACHS ASSET MANAGEMENT, L.P.GOLDMAN SACHS ASSET MANAGEMENT, L.P.NEW YORKNYUnited StatesApproved2006-06-052026-10-022199190_10044_00050000_00050000.txtia09012026.csv
107850801-557551338312GOLDMAN SACHS HEDGE FUND STRATEGIES LLCGOLDMAN SACHS HEDGE FUND STRATEGIES LLCNEW YORKNYUnited StatesApproved2006-06-052023-05-102199190_10044_00050000_00050000.txtia051023.xlsx
134600801-643761463217UNITED CAPITAL FINANCIAL ADVISORSUNITED CAPITAL FINANCIAL ADVISORS, LLCIRVINGTXUnited StatesApproved2006-06-052026-10-022199190_10044_00050000_00050000.txtia09012026.csv
160223801-73043GOLDMAN SACHS GLOBAL ADVISORY PRODUCTS LLCGOLDMAN SACHS GLOBAL ADVISORY PRODUCTS LLCNEW YORKNYUnited StatesApproved2012-03-012020-03-022012-3-1 Registered Adviser Public Report.xlsxia030220.xlsx
160919801-74125GOLDMAN SACHS REALTY MANAGEMENT, LLCGOLDMAN SACHS REALTY MANAGEMENT, LLCIRVINGTXUnited StatesApproved2012-04-012016-11-012012-4-2 Registered Adviser Public Report.xlsxSEC Registered Investment Adviser Report 2016-11-1.xlsx
282984801-107632GOLDMAN SACHS ASSET MANAGEMENT AUSTRALIA PTY LTDGOLDMAN SACHS ASSET MANAGEMENT AUSTRALIA PTY LTDMELBOURNEAustraliaApproved2016-05-022017-02-01SEC Registered Investment Adviser Report 2016-5-2.xlsxia020117.xlsx
283221801-107633GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.MINATO-KU, TOKYOJapanApproved2016-05-022026-10-02SEC Registered Investment Adviser Report 2016-5-2.xlsxia09012026.csv
286066801-111733GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITEDGOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITEDCENTRAL, HONG KONGChinaApproved2017-10-022026-10-02SEC Registered Investment Adviser Report 2017-10-2.xlsxia09012026.csv
286067801-111734GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.SINGAPORESingaporeApproved2017-10-022026-10-02SEC Registered Investment Adviser Report 2017-10-2.xlsxia09012026.csv
row order
ascending CRD — a fixed identifier order, not a measure of any firm

Archive: 199 roster snapshots, 2006-06-05 to 2026-10-02; the latest lists 17210 firms (ia09012026.csv). Every answer describes the archive as of the latest snapshot above. A firm that registered or deregistered since is not in it yet.

Source, limits, and what this archive cannot show

source

dataset
SEC Form ADV investment-adviser firm roster
publisher
U.S. Securities and Exchange Commission
retrieved from
https://adviserinfo.sec.gov/ (IAPD), monthly published roster files
redistribution
Works of the United States Government carry no U.S. copyright (17 U.S.C. 105(a)). These roster files were served to the public, free of charge, by the SEC's own public website. Cite the SEC as the source. No SEC seal, logo or artwork is reproduced here, and IARD is a registered service mark of its owner.
what it is
One row per firm per monthly roster snapshot, as filed. Nothing here is computed, weighted, scored or ranked.

limits

max firms per answer
25
min name query characters
3
fields never served
  • discipline_any
  • discipline_kinds
  • phone
ordering
Results are returned in a fixed identifier order. Nothing on this surface is ranked, scored, sorted by any measure of a firm, or presented as a comparison.
paging
None. No cursor, offset or page parameter exists, so there is no way to walk past the cap.

cannot show

What this archive CANNOT show: it is a registration roster, not a conduct record. It does not show what any firm or person did, whether anyone was harmed, whether a complaint was ever made, what a firm charged, or anything about any individual representative. A firm leaving the roster is ordinary — an acquisition, or a move to state registration below the SEC threshold — and is not evidence of anything by itself.

retrieved

2026-10-16

Answers come from public SEC records. They describe what was filed, not whether anyone did anything wrong, and they are not legal advice. Automated retrieval and analysis may be inaccurate or incomplete — verify against the cited source documents before relying on any answer.

What this page answers: finding a firm by name, CRD, CIK or SEC file number; one firm’s roster record, its span across the rosters, and its own reported AUM and accounts over time; how many advisers a named snapshot lists; and the archive’s own provenance — every roster file with its date and source filename. What it refuses, always: anything ordered by a measure of a firm, anything about discipline or conduct, anything about an individual person, any cause or reason for a change, and any answer bigger than twenty-five firms. A misspelled firm name comes back with up to five similar names drawn from the archive’s own index, for you to re-ask — never a corrected search run on your behalf, and never a ranking.

Answers come from public SEC records. They describe what was filed, not whether anyone did anything wrong, and they are not legal advice. Automated retrieval and analysis may be inaccurate or incomplete — verify anything that matters against the cited source documents before relying on any answer. The archive is a registration roster, not a conduct record: a firm leaving it is ordinary, and is not evidence of anything by itself.