Public records & account research · Free to use
Every source, and where it stands.
This page is generated from the same inventory the search runs over. A source is "searched as data" only because the code searches it; a source is "linked" for the reason the terms review recorded. Dates are the records' own dates, never the moment this page loaded.
127 sources in the inventory: 36 searched as data, 33 linked by rule or terms, 58 linked until their terms are cleared. Every one of them appears in every search answer as searched, linked, or not searched with the reason.
Searched as data
This tool asks these publishers directly, within their published terms and rate limits, and shows the record's own date beside every result. Where the install keeps a local copy, its date and what the publisher holds newest are shown.
| Id | Source | Search it with | Local copy / date | Publisher |
|---|---|---|---|---|
| S001 | EDGAR browse | a CIK, a plain number (a CIK or a CRD) | read live from the publisher at search time | publisher page |
| S002 | data.sec.gov submissions | a CIK, a plain number (a CIK or a CRD) | read live from the publisher at search time | publisher page |
| S003 | data.sec.gov XBRL | a CIK with an XBRL concept | read live from the publisher at search time | publisher page |
| S004 | efts full-text | a firm or fund name, a ticker, one word (a ticker, a surname or a firm name) | read live from the publisher at search time | publisher page |
| S005 | EDGAR accession permalinks | an EDGAR filing URL | read live from the publisher at search time | publisher page |
| S006 | ADV monthly roster ZIPs | a firm CRD (crd:…), a plain number (a CIK or a CRD), a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | 2026-10-02 · current · publisher holds 2026-10-02 | publisher page |
| S007 | IAPD firm JSON | a firm CRD (crd:…), a plain number (a CIK or a CRD), a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | read live from the publisher at search time | publisher page |
| S008 | IAPD individual JSON (local install only) | a firm CRD (crd:…), a plain number (a CIK or a CRD) | read live from the publisher at search time | publisher page |
| S012 | Form D + datasets | a CIK, a plain number (a CIK or a CRD) | read live from the publisher at search time | publisher page |
| S013 | 13F + datasets | a CIK, a plain number (a CIK or a CRD) | read live from the publisher at search time | publisher page |
| S014 | N-PORT + datasets | a fund series id, a firm or fund name, one word (a ticker, a surname or a firm name) | 2026-06-30 · current · publisher holds 2026q3 | publisher page |
| S015 | N-CEN + datasets | a CIK, a CIK with a fund series id, a plain number (a CIK or a CRD) | read live from the publisher at search time | publisher page |
| S016 | 497/497K via FTS | a firm or fund name, a ticker, one word (a ticker, a surname or a firm name) | read live from the publisher at search time | publisher page |
| S017 | Risk/Return XBRL sets | a fund series id, a share class id, a ticker, one word (a ticker, a surname or a firm name) | 2026-06-30 · due · publisher holds 2026q2 | publisher page |
| S018 | SALI (local install only) | a surname or "Last, First", a ticker, one word (a ticker, a surname or a firm name) | read live from the publisher at search time | publisher page |
| S019 | SEC litigation releases | a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | 2026-10-15 · current | publisher page |
| S020 | SEC admin proceedings | a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | 2026-10-15 · current | publisher page |
| S021 | SEC ALJ orders | a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | read live from the publisher at search time | publisher page |
| S022 | Trading suspensions | a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | read live from the publisher at search time | publisher page |
| S034 | CFTC enforcement actions | a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | read live from the publisher at search time | publisher page |
| S039 | DOL 5500 bulk datasets | an EIN and plan number | read live from the publisher at search time | publisher page |
| S040 | X-17A-5 annual reports (broker-dealers) | a CIK, a plain number (a CIK or a CRD) | read live from the publisher at search time | publisher page |
| S041 | CFTC RED list | a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | read live from the publisher at search time | publisher page |
| S110 | SEC exempt reporting adviser monthly roster | a firm CRD (crd:…), a plain number (a CIK or a CRD), a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | 2026-10-02 · current · publisher holds 2026-10-02 | publisher page |
| S111 | GLEIF LEI Access Service | a legal entity identifier | read live from the publisher at search time | publisher page |
| S117 | N-4 annuity registration and amendments | an insurance filing selection | read live from the publisher at search time | publisher page |
| S118 | N-6 variable life registration and amendments | an insurance filing selection | read live from the publisher at search time | publisher page |
| S119 | Insurance statutory prospectuses and supplements | an insurance filing selection | read live from the publisher at search time | publisher page |
| S120 | Underlying investment-option fund summaries | an insurance option selection | read live from the publisher at search time | publisher page |
| S121 | Initial insurance contract summaries | an insurance filing selection | read live from the publisher at search time | publisher page |
| S122 | Updating insurance contract summaries | an insurance filing selection | read live from the publisher at search time | publisher page |
| S123 | Rule 498A disclosure authority | "rule 498a" | read live from the publisher at search time | publisher page |
| S124 | VIP structured fee and key-information disclosures | an insurance filing selection | read live from the publisher at search time | publisher page |
| S125 | IAPD SEC investment adviser compilation report | a firm CRD (crd:…), a plain number (a CIK or a CRD), a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | 2026-10-15 · current · publisher holds 2026-10-15 | publisher page |
| S126 | IAPD state investment adviser compilation report | a firm CRD (crd:…), a plain number (a CIK or a CRD), a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | 2026-10-15 · current · publisher holds 2026-10-15 | publisher page |
| S127 | IAPD investment adviser representatives compilation report | a firm CRD (crd:…), a plain number (a CIK or a CRD), a surname or "Last, First", a firm or fund name, one word (a ticker, a surname or a firm name) | 2026-10-15 · current · publisher holds 2026-10-15 | publisher page |
Linked — you open the publisher yourself
These are never retrieved by this tool, either because the publisher's terms bar it or because the house rule does. Each search answer carries the publisher's own page for a person to open; nothing is sent until you click.
| Id | Source | Why it is linked | Note | Publisher |
|---|---|---|---|---|
| S009 | ADV report PDFs | linked — house rule: this tool never retrieves from it | Existing reports/brochures robots posture stays closed; SEC reuse does not override a disallowed route. | publisher page |
| S010 | BrokerCheck firm JSON | linked — house rule: this tool never retrieves from it | Permanent FINRA-host house refusal. Hosted report joins fixed by c0b2630ca34f98e0bea888b84464543847cd5632 (D007); legacy local/operator retrieval still exists and remains prohibited under the commission. | publisher page |
| S011 | BrokerCheck individual JSON | linked — house rule: this tool never retrieves from it | Permanent FINRA-host house refusal. Hosted report joins fixed by c0b2630ca34f98e0bea888b84464543847cd5632 (D007); legacy local/operator retrieval still exists and remains prohibited under the commission. | publisher page |
| S023 | FINRA DAO | linked — house rule: this tool never retrieves from it | Permanent FINRA-host house refusal; legacy web retrieval is a defect, not permission. | publisher page |
| S024 | FINRA monthly disciplinary PDFs | linked — house rule: this tool never retrieves from it | Permanent FINRA-host house refusal; legacy web retrieval is a defect, not permission. | publisher page |
| S025 | Barred-individuals list | linked — house rule: this tool never retrieves from it | Permanent FINRA-host house refusal; legacy web retrieval is a defect, not permission. | publisher page |
| S026 | FINRA AAO | linked — house rule: this tool never retrieves from it | Permanent FINRA-host house refusal; legacy web retrieval is a defect, not permission. | publisher page |
| S027 | CourtListener API v4 | linked — house rule: this tool never retrieves from it | CourtListener search/discovery requires authentication; no key or alternate login. RECAP free documents may be manually linked, never trigger paid acquisition. Existing path is operator/report dependent; anonymous /public/v1 does not search persons. | publisher page |
| S028 | RECAP docs + bulk | linked — house rule: this tool never retrieves from it | CourtListener search/discovery requires authentication; no key or alternate login. RECAP free documents may be manually linked, never trigger paid acquisition. | publisher page |
| S029 | PACER | linked — house rule: this tool never retrieves from it | Paid/account access is outside the house rule; manual user account only. | publisher page |
| S035 | NFA BASIC | linked — house rule: this tool never retrieves from it | BASIC remains house-closed; do not call absence of current robot retrieval proof of a current prohibition. | publisher page |
| S036 | MSRB EMMA | linked — the publisher's terms bar automated retrieval | MSRB terms bar automated and systematic manual capture; no OCR workaround. | publisher page |
| S038 | EFAST2 5500 search UI | linked — house rule: this tool never retrieves from it | EFAST search UI was blocked (403). Use the separately permitted published bulk channel, without bypassing the UI. | publisher page |
| S043 | FINRA unpaid awards | linked — house rule: this tool never retrieves from it | Permanent link only, no mirror/diff; an award is not payment evidence. | publisher page |
| S044 | CFP professional verification | linked — the publisher's terms bar automated retrieval | Do not present litigation-oriented use as unrestricted; display purpose restriction beside terms navigation. | publisher page |
| S095 | PIABA Awards Database | linked — house rule: this tool never retrieves from it | Member access; no credentialed ingestion or award win/loss analytics. | publisher page |
| S096 | PIABA Expert Database | linked — house rule: this tool never retrieves from it | Separate member resource; no key/account integration. | publisher page |
| S098 | Westlaw legal research | linked — house rule: this tool never retrieves from it | Identified subscription service named in clinic landscape; current automation terms not assessed. Excluded regardless of institutional free seats. | publisher page |
| S099 | Lexis legal research | linked — house rule: this tool never retrieves from it | Identified subscription service; current automation terms not assessed. No login integration. | publisher page |
| S100 | Bloomberg Law legal research | linked — house rule: this tool never retrieves from it | Identified subscription service; current automation terms not assessed. | publisher page |
| S101 | ARBchek | linked — house rule: this tool never retrieves from it | Publisher FAQ describes registered users/purchases; no free anonymous API grant. Arbitrator analytics also barred. | publisher page |
| S102 | Securities Arbitration Commentator | linked — house rule: this tool never retrieves from it | Subscription arbitration research; current automation terms not read. No arbitrator outcome analytics. | publisher page |
| S103 | Bates arbitrator evaluation service | linked — house rule: this tool never retrieves from it | Identified expert/analytics service in landscape; no arbitrator ranking/evaluation feature. Current terms not assessed. | publisher page |
| S104 | Stooq daily prices | linked — house rule: this tool never retrieves from it | Current URL returned a JavaScript challenge rather than terms. Existing 2026-08-04 captured denial stays closed; no challenge solving. | publisher page |
| S105 | Yahoo Finance prices | linked — house rule: this tool never retrieves from it | Current terms fetch failed; older capture bars automation/database substitution. No fresh permission inferred. | publisher page |
| S106 | Nasdaq prices | linked — the publisher's terms bar automated retrieval | No capture; link only to the permitted homepage with its required label/conditions. | publisher page |
| S107 | FRED API | linked — house rule: this tool never retrieves from it | API key required; not a general daily ETF-price provider. | publisher page |
| S108 | Treasury yield data | linked — house rule: this tool never retrieves from it | Assessed by price-source capture as not carrying these equity securities; no new yield feature commissioned. Current automation terms not reassessed. | publisher page |
| S109 | SEC fails-to-deliver data | linked — house rule: this tool never retrieves from it | Price-source candidate is not a daily-close time series; do not substitute conditional prior closes for market prices. No new fails analytics commissioned. | publisher page |
| S112 | FINRA restricted firms | linked — house rule: this tool never retrieves from it | Navigation only; exact record URL not freshly checked under permanent host ban. | publisher page |
| S113 | FINRA taping firms | linked — house rule: this tool never retrieves from it | Navigation only; no ingest, ranking, or historical mirror. | publisher page |
| S114 | FINRA arbitrator disclosure reports | linked — house rule: this tool never retrieves from it | Manual navigation; no arbitrator analytics, aggregation or profiling. | publisher page |
| S115 | Nonpublic CRD records | linked — house rule: this tool never retrieves from it | No credentialed/nonpublic data access; restricted navigation is not a searched result. | publisher page |
Terms not yet cleared
Mostly the state securities regulators. Until each regulator's terms have been read and a permission recorded, this tool only links to the regulator; it does not search them.
| Id | Source | Standing | Where to look |
|---|---|---|---|
| S030 | CA DFPI | Current https://dfpi.ca.gov/conditions-of-use/ returned 403; old 2026-08-04 capture is not current affirmative clearance. | publisher page |
| S031 | TX SSB | Current TX disclaimer/site pages supplied no automated-use grant; /terms-of-use not located. Existing adapter uses absence-of-prohibition policy. | publisher page |
| S032 | NY AG | Current NY disclaimer/site pages supplied no automated-use grant; dedicated terms not located. Existing adapter uses absence-of-prohibition policy. | publisher page |
| S033 | NASAA directory | https://www.nasaa.org/contact-your-regulator/ and NASAA access returned 403; bulk permission not established. | publisher page |
| S037 | SIPC member list | Members here; cases split S042. Corrected live URL drops trailing slash; JS placeholder is not an empty member list. | publisher page |
| S042 | SIPC open liquidation cases | Disclaimer supplied no automation grant or publication promise. | publisher page |
| S045 | NAIC state insurance departments | https://content.naic.org/terms-use could not be read; no data permission inferred. | publisher page |
| S046 | NCSC state court directory | https://www.ncsc.org/terms-of-use could not be read; directory is not case coverage. | publisher page |
| S047 | Alaska (AK) securities enforcement register | No AK adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S048 | Alabama (AL) securities enforcement register | No AL adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S049 | Arkansas (AR) securities enforcement register | No AR adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S050 | Arizona (AZ) securities enforcement register | No AZ adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S051 | Colorado (CO) securities enforcement register | No CO adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S052 | Connecticut (CT) securities enforcement register | No CT adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S053 | District of Columbia (DC) securities enforcement register | No DC adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S054 | Delaware (DE) securities enforcement register | No DE adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S055 | Florida (FL) securities enforcement register | No FL adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S056 | Georgia (GA) securities enforcement register | No GA adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S057 | Hawaii (HI) securities enforcement register | No HI adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S058 | Iowa (IA) securities enforcement register | No IA adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S059 | Idaho (ID) securities enforcement register | No ID adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S060 | Illinois (IL) securities enforcement register | No IL adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S061 | Indiana (IN) securities enforcement register | No IN adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S062 | Kansas (KS) securities enforcement register | No KS adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S063 | Kentucky (KY) securities enforcement register | No KY adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S064 | Louisiana (LA) securities enforcement register | No LA adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S065 | Massachusetts (MA) securities enforcement register | No MA adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S066 | Maryland (MD) securities enforcement register | No MD adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S067 | Maine (ME) securities enforcement register | No ME adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S068 | Michigan (MI) securities enforcement register | No MI adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S069 | Minnesota (MN) securities enforcement register | No MN adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S070 | Missouri (MO) securities enforcement register | No MO adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S071 | Mississippi (MS) securities enforcement register | No MS adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S072 | Montana (MT) securities enforcement register | No MT adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S073 | North Carolina (NC) securities enforcement register | No NC adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S074 | North Dakota (ND) securities enforcement register | No ND adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S075 | Nebraska (NE) securities enforcement register | No NE adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S076 | New Hampshire (NH) securities enforcement register | No NH adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S077 | New Jersey (NJ) securities enforcement register | No NJ adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S078 | New Mexico (NM) securities enforcement register | No NM adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S079 | Nevada (NV) securities enforcement register | No NV adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S080 | Ohio (OH) securities enforcement register | No OH adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S081 | Oklahoma (OK) securities enforcement register | No OK adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S082 | Oregon (OR) securities enforcement register | No OR adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S083 | Pennsylvania (PA) securities enforcement register | No PA adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S084 | Rhode Island (RI) securities enforcement register | No RI adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S085 | South Carolina (SC) securities enforcement register | No SC adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S086 | South Dakota (SD) securities enforcement register | No SD adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S087 | Tennessee (TN) securities enforcement register | No TN adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S088 | Utah (UT) securities enforcement register | No UT adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S089 | Virginia (VA) securities enforcement register | No VA adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S090 | Vermont (VT) securities enforcement register | No VT adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S091 | Washington (WA) securities enforcement register | No WA adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S092 | Wisconsin (WI) securities enforcement register | No WI adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S093 | West Virginia (WV) securities enforcement register | No WV adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S094 | Wyoming (WY) securities enforcement register | No WY adapter. Regulator-specific terms URL not located: NASAA directory request returned 403. Listed URL is directory fallback, not an invented state search endpoint. Each state needs its own clearance. | publisher page |
| S097 | Securities Experts Roundtable clinic expert program | Public program page read; an automated-directory license/terms page was not located. No contacts are sent. | publisher page |
| S116 | NASAA aggregate enforcement statistics | Named need N-practitioner-149; NASAA 403 and bulk terms not obtained. Aggregate statistics are not firm rankings, but permission remains unresolved. | publisher page |