Try: find goldman sachs · tell me about firm 361 · when did crd 7506 leave · what aum did crd 361 report · how many advisers in november 2013 · list the snapshots · what can you answer
You asked: “list the snapshots”
The archive’s roster files
- snapshots
roster date firms source file 2006-06-05 10544 2199190_10044_00050000_00050000.txt 2007-05-07 10540 3269464_10044_00050000_00050000.txt 2007-07-30 10719 3563054_10044_00050000_00050000.txt 2007-09-12 10782 3723205_10044_00050000_00050000.txt 2007-10-26 10852 3886417_10044_00050000_00050000.txt 2007-11-29 10887 4006782_10044_00050000_00050000.txt 2008-01-07 10867 4136951_10044_00050000_00050000.txt 2008-02-01 10923 4228370_10044_00050000_00050000.txt 2008-03-03 10971 4336204_10044_00050000_00050000.txt 2008-04-01 10991 4438816_10044_00050000_00050000.txt 2008-06-02 11138 4654254_10044_00050000_00050000.txt 2008-07-01 11192 4761516_10044_00050000_00050000.txt 2008-08-04 11245 4900533_10044_00050000_00050000.txt 2008-09-02 11268 5010912_10044_00050000_00050000.txt 2008-10-01 11294 5123851_10044_00050000_00050000.txt 2008-12-09 11350 5394982_10044_00050000_00050000.csv 2009-01-05 11274 ia010509.csv 2009-02-02 11272 FOIA report 2009-2-2.csv 2009-03-02 11290 FOIA Download 2009-3-2.csv 2009-04-01 11253 2009-4-1 FOIA IA Download.csv 2009-05-01 11283 FOIA download.csv 2009-06-01 11309 IA FOIA Download 6-1-09.csv 2009-07-01 11340 IA FOIA Download 7-1-09.csv 2009-08-01 11371 FOIA Download 8-1-09.csv 2009-09-01 11399 2009-9-1 FOIA Report.csv 2009-10-01 11452 FOIA IA Download 10-1-2009.csv 2009-11-02 11503 FOIA IA Download 11-2-09.CSV 2009-12-01 11543 2009-12-1 IA FOIA Download.CSV 2010-01-04 11488 2010-1-4 IA FOIA Download.CSV 2010-02-01 11554 IA FOIA Download 2-1-10.CSV 2010-03-01 11597 IA FOIA Download 3-1-10.CSV 2010-04-01 11607 IA FOIA Download 4-1-2010.CSV 2010-05-03 11658 IA FOIA Download 5-3-10.CSV 2010-06-02 11719 FOIA Download 6-1-10.CSV 2010-07-01 11797 FOIA IA Download 7-1-2010.CSV 2010-07-30 11837 IA FOIA Download 7-30-10.CSV 2010-09-01 11867 IA FOIA Download 09-01-10.CSV 2010-10-01 11888 IA FOIA Download 10-1-2010.CSV 2010-11-01 11889 IA FOIA Download 2010-11-1.CSV 2010-12-01 11895 IA FOIA Download 12-2010.CSV 2011-01-03 11794 IA FOIA Download 2011-1.CSV 2011-02-01 11832 IA FOIA Download 2011-2-1.CSV 2011-03-01 11692 IA FOIA Download 2011-3-1.CSV 2011-04-01 11505 ia040111.CSV 2011-05-01 11539 IA FOIA Download 5-1-2011.CSV 2011-06-01 11558 IA FOIA Download 6-2011.CSV 2011-07-01 11602 ia070111.CSV 2011-08-01 11645 IA FOIA Download 2011-8-1.csv 2011-08-26 11660 IA FOIA download 8-26-2011.csv 2011-10-03 11702 IA FOIA Download 10-2011.xlsx 2011-11-01 11737 IA FOIA Download 2011-11-1.xlsx 2011-12-01 11728 Adviser Public Download 12-2011.xlsx 2012-01-01 11658 Adviser Public Download 2012-1-3.xlsx 2012-02-01 11685 2012-2-1 Registered Adviser Public Report.xlsx 2012-03-01 11771 2012-3-1 Registered Adviser Public Report.xlsx 2012-04-01 12622 2012-4-2 Registered Adviser Public Report.xlsx 2012-05-01 12598 SEC Registered Adviser Report 5-1-2012.xlsx 2012-06-01 12476 SEC Registered Adviser Report 6-1-2012.xlsx 2012-07-02 11622 SEC Registered Adviser Report 7-2-2012.xlsx 2012-08-01 11308 SEC Registered Advisers Report 8-1-2012.xlsx 2012-09-01 11144 ia090112.xlsx 2012-10-01 11002 SEC Registered Investment Adviser Report 2012-10-1.xlsx 2012-11-01 10891 SEC Registered Investment Adviser Report 2012-11-1.xlsx 2012-12-03 10870 SEC Registered Investment Adviser Report 2012-12-3.xlsx 2013-01-02 10754 SEC Registered Investment Adviser Report 2013-1-2.xlsx 2013-02-01 10773 SEC Registered Investment Adviser Report 2013-2-1.xlsx 2013-03-01 10643 SEC Registered Investment Adviser Report 2013-3-1.xlsx 2013-04-01 10615 SEC Registered Investment Adviser Report 2013-4-1.xlsx 2013-05-01 10681 SEC Registered Investment Adviser Report 2013-5-1.xlsx 2013-06-03 10719 SEC Registered Investment Adviser Report 2013-6-3.xlsx 2013-07-01 10773 SEC Registered Investment Adviser Report 2013-7-1.xlsx 2013-08-01 10825 SEC Registered Investment Adviser Report 2013-8-1.xlsx 2013-09-03 10856 ia090313.xlsx 2013-10-01 10899 SEC Registered Investment Adviser Report 2013-10-1.xlsx 2013-11-01 10905 SEC Registered Investment Adviser Report 2013-11-1.xlsx 2013-12-02 10946 SEC Registered Investment Adviser Report 2013-12-2.xlsx 2014-01-02 10920 SEC Registered Investment Adviser Report 2014-1-2.xlsx 2014-02-03 11012 SEC Registered Investment Adviser Report 2014-2-3.xlsx 2014-03-04 11055 SEC Registered Investment Adviser Report 2014-3-4.xlsx 2014-04-01 11023 SEC Registered Investment Adviser Report 2014-4-1.xlsx 2014-05-01 11170 SEC Registered Investment Adviser Report 2014-5-1.xlsx 2014-06-02 11235 SEC Registered Investment Adviser Report 2014-6-2.xlsx 2014-07-01 11324 SEC Registered Investment Adviser Report 2014-7-1.xlsx 2014-08-01 11405 SEC Registered Investment Adviser Report 2014-8-1.xlsx 2014-09-02 11438 SEC Registered Investment Adviser Report 2014-9-2.xlsx 2014-10-01 11474 SEC Registered Investment Adviser Report 2014-10-1.xlsx 2014-11-03 11506 SEC Registered Investment Adviser Report 2014-11-3.xlsx 2014-12-01 11508 ia120114.xlsx 2015-01-02 11508 SEC Registered Investment Adviser Report 2015-1-2.xlsx 2015-02-02 11611 SEC Registered Investment Adviser Report 2015-2-2.xlsx 2015-03-02 11639 SEC Registered Investment Adviser Report 2015-3-2.xlsx 2015-04-01 11615 SEC Registered Investment Adviser Report 2015-4-1.xlsx 2015-05-01 11702 SEC Registered Investment Adviser Report 2015-5-1.xlsx 2015-06-01 11765 SEC Registered Investment Adviser Report 2015-06-01.xlsx 2015-07-01 11820 SEC Registered Investment Adviser Report 2015-7-1.xlsx 2015-08-03 11918 SEC Registered Investment Adviser Report 2015-08-03.xlsx 2015-09-01 11947 SEC Registered Investment Adviser Report 2015-9-1.xlsx 2015-10-01 11986 SEC Registered Investment Adviser Report 2015-10-1.xlsx 2015-11-02 12013 SEC Registered Investment Adviser Report 2015-11-2.xlsx 2015-12-01 12026 SEC Registered Investment Adviser Report 2015-12-1.xlsx 2016-01-04 11956 SEC Registered Investment Adviser Report 2016-1-4.xlsx 2016-02-01 11958 SEC Registered Investment Adviser Report 2016-2-1.xlsx 2016-03-01 11987 SEC Registered Investment Adviser Report 2016-3-1.xlsx 2016-04-01 11967 SEC Registered Investment Adviser Report 2016-4-1.xlsx 2016-05-02 12025 SEC Registered Investment Adviser Report 2016-5-2.xlsx 2016-06-01 12055 SEC Registered Investment Adviser Report 2016-6-1.xlsx 2016-07-01 12091 SEC Registered Investment Adviser Report 2016-7-1.xlsx 2016-08-01 12137 ia080116.xlsx 2016-09-01 12160 ia090116.xlsx 2016-10-03 12201 SEC Registered Investment Adviser Report 2016-10-3.xlsx 2016-11-01 12234 SEC Registered Investment Adviser Report 2016-11-1.xlsx 2016-12-01 12241 ia120116.xlsx 2017-01-03 12176 SEC Registered Investment Adviser Report 2017-1-3.xlsx 2017-02-01 12258 ia020117.xlsx 2017-03-01 12286 ia030117.xlsx 2017-04-01 12276 ia040117.xlsx 2017-05-01 12378 ia050117.xlsx 2017-06-01 12412 ia060117.xlsx 2017-06-30 12438 ia063017.xlsx 2017-08-01 12505 SEC Registered Investment Adviser Report 2017-8-1.xlsx 2017-09-01 12559 SEC Registered Investment Adviser Report 2017-9-1.xlsx 2017-10-02 12616 SEC Registered Investment Adviser Report 2017-10-2.xlsx 2017-11-01 12700 SEC Registered Investment Adviser Report 2017-11-1.xlsx 2017-12-01 12693 SEC Registered Investment Adviser Report 2017-12-1.xlsx 2018-01-01 12659 ia010118.xlsx 2018-02-01 12693 ia020118.xlsx 2018-03-01 12728 ia030118.xlsx 2018-04-02 12643 ia040218.xlsx 2018-05-01 12821 SEC Registered Investment Adviser Report 2018-5-1.xlsx 2018-06-01 12948 SEC Registered Investment Adviser Report 2018-6-1.xlsx 2018-07-02 13012 SEC Registered Investment Adviser Report 2018-7-2.xlsx 2018-08-01 13127 SEC Registered Investment Adviser Report 2018-8-1.xlsx 2018-09-04 13181 ia090418.xlsx 2018-10-01 13222 SEC Registered Investment Adviser Report 2018-10-1.xlsx 2018-11-01 13250 SEC Registered Investment Adviser Report 2018-11-1.xlsx 2018-12-03 13266 SEC Registered Investment Adviser Report 2018-12-3.xlsx 2019-02-01 13214 SEC Registered Investment Adviser Report 2019-2-1.xlsx 2019-03-01 13226 ia030119.xlsx 2019-04-01 13173 ia040119.xlsx 2019-05-01 13198 ia050119.xlsx 2019-06-03 13270 SEC Registered Investment Adviser Report 2019-06-03.xlsx 2019-07-01 13285 SEC Registered Investment Adviser 2019-7-1.xlsx 2019-08-01 13374 SEC Registered Investment Adviser Report 2019-8-1.xlsx 2019-10-01 13458 SEC Registered Investment Adviser Report 2019-10-1.xlsx 2019-11-01 13475 ia110119.xlsx 2019-12-02 13506 SEC Registered Investment Adviser Report 2019-12-2.xlsx 2020-01-02 13479 ia010220.xlsx 2020-02-03 13521 SEC Registered Investment Adviser Report 2020-02-03.xlsx 2020-03-02 13528 ia030220.xlsx 2020-04-01 13515 ia040120.xlsx 2020-05-01 13606 ia050120.xlsx 2020-06-01 13650 ia060120.xlsx 2020-07-01 13647 ia070120.xlsx 2020-08-03 13724 ia080320.xlsx 2020-09-02 13765 ia090220.xlsx 2020-10-01 13810 ia100120.xlsx 2020-11-02 13847 ia110220.xlsx 2020-12-02 13903 ia120220.xlsx 2021-01-05 13906 ia010521.xlsx 2021-02-01 13935 ia020121.xlsx 2021-03-01 13981 ia030121.xlsx 2021-04-05 13974 ia040521.CSV 2021-05-03 14150 ia050321.csv 2021-06-01 14240 ia060121.csv 2021-07-01 14381 ia070121.csv 2021-08-02 14543 ia080221.csv 2021-09-01 14638 ia090121.csv 2021-10-04 14723 ia100421.csv 2021-11-01 14777 ia110121.csv 2021-12-01 14835 ia120121.csv 2022-01-03 14811 ia010322.csv 2022-02-07 14840 ia020722.csv 2022-03-01 14874 ia030122.csv 2022-04-01 14889 ia040122.csv 2022-05-02 15028 ia050222.csv 2022-06-01 15129 ia060122.csv 2022-07-01 15167 ia070122.csv 2022-08-01 15292 ia080122.csv 2022-09-01 15362 ia090122.csv 2022-10-03 15419 ia100322.csv 2022-11-07 15423 SEC Registered Investment Adviser Report 2022-11-7.xlsx 2022-12-01 15444 ia120122.xlsx 2023-01-05 15399 SEC Registered Investment Adviser Report 2023-1-5.xlsx 2023-02-03 15412 ia020323.xlsx 2023-03-02 15403 ia030223.xlsx 2023-04-04 15300 ia040423.xlsx 2023-05-10 15345 ia051023.xlsx 2025-01-02 15941 ia010225.xlsx 2025-12-20 16484 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34319031.CSV 2026-01-02 16475 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34445671.CSV 2026-02-02 16558 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34537693.CSV 2026-03-02 16606 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34553767.CSV 2026-04-01 16621 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34572290.CSV 2026-05-01 16779 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34589820.CSV 2026-06-01 16876 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34605791.CSV 2026-07-01 16935 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34622660.CSV 2026-08-03 17018 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34640308.CSV 2026-09-01 17149 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34655879.CSV 2026-10-02 17210 ia09012026.csv - count
- 199
- row order
- chronological
- reading it
- Each row is one published SEC roster file and the number of firms it listed — the provenance of every other answer here.
- coverage note
- The archive is twenty years of SPAN, not monthly density: 5 snapshots in 2023, none at all in 2024, 2 in 2025 — the SEC's own publication transition. The 2019-01-01 file was never published into this archive.
Archive: 199 roster snapshots, 2006-06-05 to 2026-10-02; the latest lists 17210 firms (ia09012026.csv). Every answer describes the archive as of the latest snapshot above. A firm that registered or deregistered since is not in it yet.
Source, limits, and what this archive cannot show
source
- dataset
- SEC Form ADV investment-adviser firm roster
- publisher
- U.S. Securities and Exchange Commission
- retrieved from
- https://adviserinfo.sec.gov/ (IAPD), monthly published roster files
- redistribution
- Works of the United States Government carry no U.S. copyright (17 U.S.C. 105(a)). These roster files were served to the public, free of charge, by the SEC's own public website. Cite the SEC as the source. No SEC seal, logo or artwork is reproduced here, and IARD is a registered service mark of its owner.
- what it is
- One row per firm per monthly roster snapshot, as filed. Nothing here is computed, weighted, scored or ranked.
limits
- max firms per answer
- 25
- min name query characters
- 3
- fields never served
- discipline_any
- discipline_kinds
- phone
- ordering
- Results are returned in a fixed identifier order. Nothing on this surface is ranked, scored, sorted by any measure of a firm, or presented as a comparison.
- paging
- None. No cursor, offset or page parameter exists, so there is no way to walk past the cap.
cannot show
What this archive CANNOT show: it is a registration roster, not a conduct record. It does not show what any firm or person did, whether anyone was harmed, whether a complaint was ever made, what a firm charged, or anything about any individual representative. A firm leaving the roster is ordinary — an acquisition, or a move to state registration below the SEC threshold — and is not evidence of anything by itself.retrieved
2026-10-16Answers come from public SEC records. They describe what was filed, not whether anyone did anything wrong, and they are not legal advice. Automated retrieval and analysis may be inaccurate or incomplete — verify against the cited source documents before relying on any answer.
What this page answers: finding a firm by name, CRD, CIK or SEC file number; one firm’s roster record, its span across the rosters, and its own reported AUM and accounts over time; how many advisers a named snapshot lists; and the archive’s own provenance — every roster file with its date and source filename. What it refuses, always: anything ordered by a measure of a firm, anything about discipline or conduct, anything about an individual person, any cause or reason for a change, and any answer bigger than twenty-five firms. A misspelled firm name comes back with up to five similar names drawn from the archive’s own index, for you to re-ask — never a corrected search run on your behalf, and never a ranking.
Answers come from public SEC records. They describe what was filed, not whether anyone did anything wrong, and they are not legal advice. Automated retrieval and analysis may be inaccurate or incomplete — verify anything that matters against the cited source documents before relying on any answer. The archive is a registration roster, not a conduct record: a firm leaving it is ordinary, and is not evidence of anything by itself.