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Try: find goldman sachs · tell me about firm 361 · when did crd 7506 leave · what aum did crd 361 report · how many advisers in november 2013 · list the snapshots · what can you answer

You asked: “tell me about firm 361”

One firm’s roster record

firm

crd

361

sec no

801-16048

cik

769993

name

GOLDMAN SACHS & CO. LLC

legal name

GOLDMAN SACHS & CO. LLC

city

NEW YORK

state

country

United States

status

Approved

first seen

2006-06-05

last seen

2026-10-02

website

HTTP://WWW.GOLDMANSACHS.COM

status date

05/13/1981

last adv

07/27/2026

aum

133644228926.0

accounts

46269.0

employees

2268.0

clients indiv

clients hnw

29104

acquired firm

acquired crd

affil ia

affil ia bd

affil bd

controlled by related

under common control

shares staff

shares office

custody amount

132356397074.0

wrap programs

private funds

discretionary accts

133354336653.0

present in

2006-06-05
2007-05-07
2007-07-30
2007-09-12
2007-10-26
2007-11-29
2008-01-07
2008-02-01
2008-03-03
2008-04-01
2008-06-02
2008-07-01
2008-08-04
2008-09-02
2008-10-01
2008-12-09
2009-01-05
2009-02-02
2009-03-02
2009-04-01
2009-05-01
2009-06-01
2009-07-01
2009-08-01
2009-09-01
2009-10-01
2009-11-02
2009-12-01
2010-01-04
2010-02-01
2010-03-01
2010-04-01
2010-05-03
2010-06-02
2010-07-01
2010-07-30
2010-09-01
2010-10-01
2010-11-01
2010-12-01
2011-01-03
2011-02-01
2011-03-01
2011-04-01
2011-05-01
2011-06-01
2011-07-01
2011-08-01
2011-08-26
2011-10-03
2011-11-01
2011-12-01
2012-01-01
2012-02-01
2012-03-01
2012-04-01
2012-05-01
2012-06-01
2012-07-02
2012-08-01
2012-09-01
2012-10-01
2012-11-01
2012-12-03
2013-01-02
2013-02-01
2013-03-01
2013-04-01
2013-05-01
2013-06-03
2013-07-01
2013-08-01
2013-09-03
2013-10-01
2013-11-01
2013-12-02
2014-01-02
2014-02-03
2014-03-04
2014-04-01
2014-05-01
2014-06-02
2014-07-01
2014-08-01
2014-09-02
2014-10-01
2014-11-03
2014-12-01
2015-01-02
2015-02-02
2015-03-02
2015-04-01
2015-05-01
2015-06-01
2015-07-01
2015-08-03
2015-09-01
2015-10-01
2015-11-02
2015-12-01
2016-01-04
2016-02-01
2016-03-01
2016-04-01
2016-05-02
2016-06-01
2016-07-01
2016-08-01
2016-09-01
2016-10-03
2016-11-01
2016-12-01
2017-01-03
2017-02-01
2017-03-01
2017-04-01
2017-05-01
2017-06-01
2017-06-30
2017-08-01
2017-09-01
2017-10-02
2017-11-01
2017-12-01
2018-01-01
2018-02-01
2018-03-01
2018-04-02
2018-05-01
2018-06-01
2018-07-02
2018-08-01
2018-09-04
2018-10-01
2018-11-01
2018-12-03
2019-02-01
2019-03-01
2019-04-01
2019-05-01
2019-06-03
2019-07-01
2019-08-01
2019-10-01
2019-11-01
2019-12-02
2020-01-02
2020-02-03
2020-03-02
2020-04-01
2020-05-01
2020-06-01
2020-07-01
2020-08-03
2020-09-02
2020-10-01
2020-11-02
2020-12-02
2021-01-05
2021-02-01
2021-03-01
2021-04-05
2021-05-03
2021-06-01
2021-07-01
2021-08-02
2021-09-01
2021-10-04
2021-11-01
2021-12-01
2022-01-03
2022-02-07
2022-03-01
2022-04-01
2022-05-02
2022-06-01
2022-07-01
2022-08-01
2022-09-01
2022-10-03
2022-11-07
2022-12-01
2023-01-05
2023-02-03
2023-03-02
2023-04-04
2023-05-10
2025-01-02
2025-12-20
2026-01-02
2026-02-02
2026-03-02
2026-04-01
2026-05-01
2026-06-01
2026-07-01
2026-08-03
2026-09-01
2026-10-02

gone between

—

first seen source file

2199190_10044_00050000_00050000.txt

last seen source file

ia09012026.csv

reading it

Every field is as the firm filed it on Form ADV. Filed is not verified: the SEC publishes what was submitted.

Archive: 199 roster snapshots, 2006-06-05 to 2026-10-02; the latest lists 17210 firms (ia09012026.csv). Every answer describes the archive as of the latest snapshot above. A firm that registered or deregistered since is not in it yet.

Source, limits, and what this archive cannot show

source

dataset: SEC Form ADV investment-adviser firm roster
publisher: U.S. Securities and Exchange Commission
retrieved from: https://adviserinfo.sec.gov/ (IAPD), monthly published roster files
redistribution: Works of the United States Government carry no U.S. copyright (17 U.S.C. 105(a)). These roster files were served to the public, free of charge, by the SEC's own public website. Cite the SEC as the source. No SEC seal, logo or artwork is reproduced here, and IARD is a registered service mark of its owner.
what it is: One row per firm per monthly roster snapshot, as filed. Nothing here is computed, weighted, scored or ranked.

limits

max firms per answer

min name query characters

fields never served

discipline_any
discipline_kinds
phone

ordering

Results are returned in a fixed identifier order. Nothing on this surface is ranked, scored, sorted by any measure of a firm, or presented as a comparison.

paging

None. No cursor, offset or page parameter exists, so there is no way to walk past the cap.

cannot show

What this archive CANNOT show: it is a registration roster, not a conduct record. It does not show what any firm or person did, whether anyone was harmed, whether a complaint was ever made, what a firm charged, or anything about any individual representative. A firm leaving the roster is ordinary — an acquisition, or a move to state registration below the SEC threshold — and is not evidence of anything by itself.

retrieved

2026-10-16

What this page answers: finding a firm by name, CRD, CIK or SEC file number; one firm’s roster record, its span across the rosters, and its own reported AUM and accounts over time; how many advisers a named snapshot lists; and the archive’s own provenance — every roster file with its date and source filename. What it refuses, always: anything ordered by a measure of a firm, anything about discipline or conduct, anything about an individual person, any cause or reason for a change, and any answer bigger than twenty-five firms. A misspelled firm name comes back with up to five similar names drawn from the archive’s own index, for you to re-ask — never a corrected search run on your behalf, and never a ranking.

Answers come from public SEC records. They describe what was filed, not whether anyone did anything wrong, and they are not legal advice. Automated retrieval and analysis may be inaccurate or incomplete — verify anything that matters against the cited source documents before relying on any answer. The archive is a registration roster, not a conduct record: a firm leaving it is ordinary, and is not evidence of anything by itself.