Try: find goldman sachs · tell me about firm 361 · when did crd 7506 leave · what aum did crd 361 report · how many advisers in november 2013 · list the snapshots · what can you answer
You asked: “what aum did crd 361 report”
One firm’s reported size over time
- firm
- crd
- 361
- name
- GOLDMAN SACHS & CO. LLC
- filings
roster date source file aum accounts 2006-06-05 2199190_10044_00050000_00050000.txt — — 2007-05-07 3269464_10044_00050000_00050000.txt — — 2007-07-30 3563054_10044_00050000_00050000.txt — — 2007-09-12 3723205_10044_00050000_00050000.txt — — 2007-10-26 3886417_10044_00050000_00050000.txt — — 2007-11-29 4006782_10044_00050000_00050000.txt — — 2008-01-07 4136951_10044_00050000_00050000.txt — — 2008-02-01 4228370_10044_00050000_00050000.txt — — 2008-03-03 4336204_10044_00050000_00050000.txt — — 2008-04-01 4438816_10044_00050000_00050000.txt — — 2008-06-02 4654254_10044_00050000_00050000.txt — — 2008-07-01 4761516_10044_00050000_00050000.txt — — 2008-08-04 4900533_10044_00050000_00050000.txt — — 2008-09-02 5010912_10044_00050000_00050000.txt — — 2008-10-01 5123851_10044_00050000_00050000.txt — — 2008-12-09 5394982_10044_00050000_00050000.csv — — 2009-01-05 ia010509.csv — — 2009-02-02 FOIA report 2009-2-2.csv — — 2009-03-02 FOIA Download 2009-3-2.csv — — 2009-04-01 2009-4-1 FOIA IA Download.csv — — 2009-05-01 FOIA download.csv — — 2009-06-01 IA FOIA Download 6-1-09.csv — — 2009-07-01 IA FOIA Download 7-1-09.csv — — 2009-08-01 FOIA Download 8-1-09.csv — — 2009-09-01 2009-9-1 FOIA Report.csv — — 2009-10-01 FOIA IA Download 10-1-2009.csv — — 2009-11-02 FOIA IA Download 11-2-09.CSV 128736298800.0 58215.0 2009-12-01 2009-12-1 IA FOIA Download.CSV 128736298800.0 58215.0 2010-01-04 2010-1-4 IA FOIA Download.CSV 128736298800.0 58215.0 2010-02-01 IA FOIA Download 2-1-10.CSV 128736298800.0 58215.0 2010-03-01 IA FOIA Download 3-1-10.CSV 128736298800.0 58215.0 2010-04-01 IA FOIA Download 4-1-2010.CSV 147404829643.0 60704.0 2010-05-03 IA FOIA Download 5-3-10.CSV 147404829643.0 60704.0 2010-06-02 FOIA Download 6-1-10.CSV 147404829643.0 60704.0 2010-07-01 FOIA IA Download 7-1-2010.CSV 147404829643.0 60704.0 2010-07-30 IA FOIA Download 7-30-10.CSV 147404829643.0 60704.0 2010-09-01 IA FOIA Download 09-01-10.CSV 147404829643.0 60704.0 2010-10-01 IA FOIA Download 10-1-2010.CSV 147404829643.0 60704.0 2010-11-01 IA FOIA Download 2010-11-1.CSV 147404829643.0 60704.0 2010-12-01 IA FOIA Download 12-2010.CSV 147404829643.0 60704.0 2011-01-03 IA FOIA Download 2011-1.CSV 147404829643.0 60704.0 2011-02-01 IA FOIA Download 2011-2-1.CSV 147404829643.0 60704.0 2011-03-01 IA FOIA Download 2011-3-1.CSV 147404829643.0 60704.0 2011-04-01 ia040111.CSV 116505097446.0 18549.0 2011-05-01 IA FOIA Download 5-1-2011.CSV 116505097446.0 18549.0 2011-06-01 IA FOIA Download 6-2011.CSV 116505097446.0 18549.0 2011-07-01 ia070111.CSV 116505097446.0 18549.0 2011-08-01 IA FOIA Download 2011-8-1.csv 116505097446.0 18549.0 2011-08-26 IA FOIA download 8-26-2011.csv 116505097446.0 18549.0 2011-10-03 IA FOIA Download 10-2011.xlsx 116505097446.0 18549.0 2011-11-01 IA FOIA Download 2011-11-1.xlsx 116505097446.0 18549.0 2011-12-01 Adviser Public Download 12-2011.xlsx 116505097446.0 18549.0 2012-01-01 Adviser Public Download 2012-1-3.xlsx 116505097446.0 18549.0 2012-02-01 2012-2-1 Registered Adviser Public Report.xlsx 116505097446.0 18549.0 2012-03-01 2012-3-1 Registered Adviser Public Report.xlsx 116505097446.0 18549.0 2012-04-01 2012-4-2 Registered Adviser Public Report.xlsx 146843765123.0 21345.0 2012-05-01 SEC Registered Adviser Report 5-1-2012.xlsx 146843765123.0 21345.0 2012-06-01 SEC Registered Adviser Report 6-1-2012.xlsx 146843765123.0 21345.0 2012-07-02 SEC Registered Adviser Report 7-2-2012.xlsx 146843765123.0 21345.0 2012-08-01 SEC Registered Advisers Report 8-1-2012.xlsx 146843765123.0 21345.0 2012-09-01 ia090112.xlsx 146843765123.0 21345.0 2012-10-01 SEC Registered Investment Adviser Report 2012-10-1.xlsx 146843765123.0 21345.0 2012-11-01 SEC Registered Investment Adviser Report 2012-11-1.xlsx 146843765123.0 21345.0 2012-12-03 SEC Registered Investment Adviser Report 2012-12-3.xlsx 144985920443.0 21343.0 2013-01-02 SEC Registered Investment Adviser Report 2013-1-2.xlsx 144985920443.0 21343.0 2013-02-01 SEC Registered Investment Adviser Report 2013-2-1.xlsx 133246217807.0 21343.0 2013-03-01 SEC Registered Investment Adviser Report 2013-3-1.xlsx 133246217807.0 21343.0 2013-04-01 SEC Registered Investment Adviser Report 2013-4-1.xlsx 133246217807.0 21343.0 2013-05-01 SEC Registered Investment Adviser Report 2013-5-1.xlsx 123129273093.0 20872.0 2013-06-03 SEC Registered Investment Adviser Report 2013-6-3.xlsx 123129273093.0 20872.0 2013-07-01 SEC Registered Investment Adviser Report 2013-7-1.xlsx 123129273093.0 20872.0 2013-08-01 SEC Registered Investment Adviser Report 2013-8-1.xlsx 123129273093.0 20872.0 2013-09-03 ia090313.xlsx 123129273093.0 20872.0 2013-10-01 SEC Registered Investment Adviser Report 2013-10-1.xlsx 123129273093.0 20872.0 2013-11-01 SEC Registered Investment Adviser Report 2013-11-1.xlsx 123129273093.0 20872.0 2013-12-02 SEC Registered Investment Adviser Report 2013-12-2.xlsx 123129273093.0 20872.0 2014-01-02 SEC Registered Investment Adviser Report 2014-1-2.xlsx 123129273093.0 20872.0 2014-02-03 SEC Registered Investment Adviser Report 2014-2-3.xlsx 123129273093.0 20872.0 2014-03-04 SEC Registered Investment Adviser Report 2014-3-4.xlsx 123129273093.0 20872.0 2014-04-01 SEC Registered Investment Adviser Report 2014-4-1.xlsx 132878154752.0 27289.0 2014-05-01 SEC Registered Investment Adviser Report 2014-5-1.xlsx 132878154752.0 27289.0 2014-06-02 SEC Registered Investment Adviser Report 2014-6-2.xlsx 132878154752.0 27289.0 2014-07-01 SEC Registered Investment Adviser Report 2014-7-1.xlsx 132878154752.0 27289.0 2014-08-01 SEC Registered Investment Adviser Report 2014-8-1.xlsx 132878154752.0 27289.0 2014-09-02 SEC Registered Investment Adviser Report 2014-9-2.xlsx 132878154752.0 27289.0 2014-10-01 SEC Registered Investment Adviser Report 2014-10-1.xlsx 132878154752.0 27289.0 2014-11-03 SEC Registered Investment Adviser Report 2014-11-3.xlsx 132878154752.0 27289.0 2014-12-01 ia120114.xlsx 132878154752.0 27289.0 2015-01-02 SEC Registered Investment Adviser Report 2015-1-2.xlsx 132878154752.0 27289.0 2015-02-02 SEC Registered Investment Adviser Report 2015-2-2.xlsx 132878154752.0 27289.0 2015-03-02 SEC Registered Investment Adviser Report 2015-3-2.xlsx 132878154752.0 27289.0 2015-04-01 SEC Registered Investment Adviser Report 2015-4-1.xlsx 146552982496.0 31418.0 2015-05-01 SEC Registered Investment Adviser Report 2015-5-1.xlsx 146552982496.0 31418.0 2015-06-01 SEC Registered Investment Adviser Report 2015-06-01.xlsx 146552982496.0 31418.0 2015-07-01 SEC Registered Investment Adviser Report 2015-7-1.xlsx 146552982496.0 31418.0 2015-08-03 SEC Registered Investment Adviser Report 2015-08-03.xlsx 146552982496.0 31418.0 2015-09-01 SEC Registered Investment Adviser Report 2015-9-1.xlsx 146552982496.0 31418.0 2015-10-01 SEC Registered Investment Adviser Report 2015-10-1.xlsx 146552982496.0 31418.0 2015-11-02 SEC Registered Investment Adviser Report 2015-11-2.xlsx 146552982496.0 31418.0 2015-12-01 SEC Registered Investment Adviser Report 2015-12-1.xlsx 146552982496.0 31418.0 2016-01-04 SEC Registered Investment Adviser Report 2016-1-4.xlsx 146552982496.0 31418.0 2016-02-01 SEC Registered Investment Adviser Report 2016-2-1.xlsx 146552982496.0 31418.0 2016-03-01 SEC Registered Investment Adviser Report 2016-3-1.xlsx 146552982496.0 31418.0 2016-04-01 SEC Registered Investment Adviser Report 2016-4-1.xlsx 165045198301.0 35931.0 2016-05-02 SEC Registered Investment Adviser Report 2016-5-2.xlsx 165045198301.0 35931.0 2016-06-01 SEC Registered Investment Adviser Report 2016-6-1.xlsx 165045198301.0 35931.0 2016-07-01 SEC Registered Investment Adviser Report 2016-7-1.xlsx 165045198301.0 35931.0 2016-08-01 ia080116.xlsx 165045198301.0 35931.0 2016-09-01 ia090116.xlsx 165045198301.0 35931.0 2016-10-03 SEC Registered Investment Adviser Report 2016-10-3.xlsx 165045198301.0 35931.0 2016-11-01 SEC Registered Investment Adviser Report 2016-11-1.xlsx 165045198301.0 35931.0 2016-12-01 ia120116.xlsx 165045198301.0 35931.0 2017-01-03 SEC Registered Investment Adviser Report 2017-1-3.xlsx 165045198301.0 35931.0 2017-02-01 ia020117.xlsx 165045198301.0 35931.0 2017-03-01 ia030117.xlsx 165045198301.0 35931.0 2017-04-01 ia040117.xlsx 198821519266.0 40719.0 2017-05-01 ia050117.xlsx 198821519266.0 40719.0 2017-06-01 ia060117.xlsx 198821519266.0 40719.0 2017-06-30 ia063017.xlsx 198821519266.0 40719.0 2017-08-01 SEC Registered Investment Adviser Report 2017-8-1.xlsx 198821519266.0 40719.0 2017-09-01 SEC Registered Investment Adviser Report 2017-9-1.xlsx 198821519266.0 40719.0 2017-10-02 SEC Registered Investment Adviser Report 2017-10-2.xlsx 198821519266.0 40719.0 2017-11-01 SEC Registered Investment Adviser Report 2017-11-1.xlsx 198821519266.0 40719.0 2017-12-01 SEC Registered Investment Adviser Report 2017-12-1.xlsx 180727788711.0 40719.0 2018-01-01 ia010118.xlsx 180727788711.0 40719.0 2018-02-01 ia020118.xlsx 180727788711.0 40719.0 2018-03-01 ia030118.xlsx 180727788711.0 40719.0 2018-04-02 ia040218.xlsx 184401214486.0 40634.0 2018-05-01 SEC Registered Investment Adviser Report 2018-5-1.xlsx 184401214486.0 40634.0 2018-06-01 SEC Registered Investment Adviser Report 2018-6-1.xlsx 184401214486.0 40634.0 2018-07-02 SEC Registered Investment Adviser Report 2018-7-2.xlsx 184401214486.0 40634.0 2018-08-01 SEC Registered Investment Adviser Report 2018-8-1.xlsx 184401214486.0 40634.0 2018-09-04 ia090418.xlsx 184401214486.0 40634.0 2018-10-01 SEC Registered Investment Adviser Report 2018-10-1.xlsx 184401214486.0 40634.0 2018-11-01 SEC Registered Investment Adviser Report 2018-11-1.xlsx 184401214486.0 40634.0 2018-12-03 SEC Registered Investment Adviser Report 2018-12-3.xlsx 184401214486.0 40634.0 2019-02-01 SEC Registered Investment Adviser Report 2019-2-1.xlsx 184401214486.0 40634.0 2019-03-01 ia030119.xlsx 184401214486.0 40634.0 2019-04-01 ia040119.xlsx 198169124644.0 59988.0 2019-05-01 ia050119.xlsx 198169124644.0 59988.0 2019-06-03 SEC Registered Investment Adviser Report 2019-06-03.xlsx 198169124644.0 59988.0 2019-07-01 SEC Registered Investment Adviser 2019-7-1.xlsx 198169124644.0 59988.0 2019-08-01 SEC Registered Investment Adviser Report 2019-8-1.xlsx 198169124644.0 59988.0 2019-10-01 SEC Registered Investment Adviser Report 2019-10-1.xlsx 198169124644.0 59988.0 2019-11-01 ia110119.xlsx 198169124644.0 59988.0 2019-12-02 SEC Registered Investment Adviser Report 2019-12-2.xlsx 198169124644.0 59988.0 2020-01-02 ia010220.xlsx 198169124644.0 59988.0 2020-02-03 SEC Registered Investment Adviser Report 2020-02-03.xlsx 198169124644.0 59988.0 2020-03-02 ia030220.xlsx 198169124644.0 59988.0 2020-04-01 ia040120.xlsx 200474226847.0 36406.0 2020-05-01 ia050120.xlsx 200474226847.0 36406.0 2020-06-01 ia060120.xlsx 200474226847.0 36406.0 2020-07-01 ia070120.xlsx 200474226847.0 36406.0 2020-08-03 ia080320.xlsx 200474226847.0 36406.0 2020-09-02 ia090220.xlsx 200474226847.0 36406.0 2020-10-01 ia100120.xlsx 200474226847.0 36406.0 2020-11-02 ia110220.xlsx 200474226847.0 36406.0 2020-12-02 ia120220.xlsx 200474226847.0 36406.0 2021-01-05 ia010521.xlsx 200474226847.0 36406.0 2021-02-01 ia020121.xlsx 200474226847.0 36406.0 2021-03-01 ia030121.xlsx 200474226847.0 36406.0 2021-04-05 ia040521.CSV 233965583799.0 40053.0 2021-05-03 ia050321.csv 233965583799.0 40053.0 2021-06-01 ia060121.csv 233965583799.0 40053.0 2021-07-01 ia070121.csv 233965583799.0 40053.0 2021-08-02 ia080221.csv 233965583799.0 40053.0 2021-09-01 ia090121.csv 233965583799.0 40053.0 2021-10-04 ia100421.csv 233965583799.0 40053.0 2021-11-01 ia110121.csv 233965583799.0 40053.0 2021-12-01 ia120121.csv 233965583799.0 40053.0 2022-01-03 ia010322.csv 233965583799.0 40053.0 2022-02-07 ia020722.csv 233965583799.0 40053.0 2022-03-01 ia030122.csv 233965583799.0 40053.0 2022-04-01 ia040122.csv 282641376874.0 62289.0 2022-05-02 ia050222.csv 219725184688.0 62196.0 2022-06-01 ia060122.csv 219725184688.0 62196.0 2022-07-01 ia070122.csv 219725184688.0 62196.0 2022-08-01 ia080122.csv 219725184688.0 62196.0 2022-09-01 ia090122.csv 219725184688.0 62196.0 2022-10-03 ia100322.csv 219725184688.0 62196.0 2022-11-07 SEC Registered Investment Adviser Report 2022-11-7.xlsx 219725184688.0 62196.0 2022-12-01 ia120122.xlsx 219725184688.0 62196.0 2023-01-05 SEC Registered Investment Adviser Report 2023-1-5.xlsx 219725184688.0 62196.0 2023-02-03 ia020323.xlsx 219725184688.0 62196.0 2023-03-02 ia030223.xlsx 219725184688.0 62196.0 2023-04-04 ia040423.xlsx 211418550210.0 71199.0 2023-05-10 ia051023.xlsx 211418550210.0 71199.0 2025-01-02 ia010225.xlsx 222744598215.0 77247.0 2025-12-20 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34319031.CSV 233155693023.0 42138.0 2026-01-02 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34445671.CSV 114897715726.0 41782.0 2026-02-02 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34537693.CSV 114897715726.0 41782.0 2026-03-02 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34553767.CSV 114897715726.0 41782.0 2026-04-01 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34572290.CSV 133644228926.0 46269.0 2026-05-01 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34589820.CSV 133644228926.0 46269.0 2026-06-01 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34605791.CSV 133644228926.0 46269.0 2026-07-01 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34622660.CSV 133644228926.0 46269.0 2026-08-03 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34640308.CSV 133644228926.0 46269.0 2026-09-01 IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34655879.CSV 133644228926.0 46269.0 2026-10-02 ia09012026.csv 133644228926.0 46269.0 - row order
- chronological by roster date — never by any measure of the firm
- vintage note
- Every figure is what the firm reported on the named roster date's filing — a dated statement from that filing, not the firm's size today.
- zero note
- A stored 0.0 cannot be told apart from "reported nothing", and AUM/account figures are only consistently present from 2011 on.
Archive: 199 roster snapshots, 2006-06-05 to 2026-10-02; the latest lists 17210 firms (ia09012026.csv). Every answer describes the archive as of the latest snapshot above. A firm that registered or deregistered since is not in it yet.
Source, limits, and what this archive cannot show
source
- dataset
- SEC Form ADV investment-adviser firm roster
- publisher
- U.S. Securities and Exchange Commission
- retrieved from
- https://adviserinfo.sec.gov/ (IAPD), monthly published roster files
- redistribution
- Works of the United States Government carry no U.S. copyright (17 U.S.C. 105(a)). These roster files were served to the public, free of charge, by the SEC's own public website. Cite the SEC as the source. No SEC seal, logo or artwork is reproduced here, and IARD is a registered service mark of its owner.
- what it is
- One row per firm per monthly roster snapshot, as filed. Nothing here is computed, weighted, scored or ranked.
limits
- max firms per answer
- 25
- min name query characters
- 3
- fields never served
- discipline_any
- discipline_kinds
- phone
- ordering
- Results are returned in a fixed identifier order. Nothing on this surface is ranked, scored, sorted by any measure of a firm, or presented as a comparison.
- paging
- None. No cursor, offset or page parameter exists, so there is no way to walk past the cap.
cannot show
What this archive CANNOT show: it is a registration roster, not a conduct record. It does not show what any firm or person did, whether anyone was harmed, whether a complaint was ever made, what a firm charged, or anything about any individual representative. A firm leaving the roster is ordinary — an acquisition, or a move to state registration below the SEC threshold — and is not evidence of anything by itself.retrieved
2026-10-16Answers come from public SEC records. They describe what was filed, not whether anyone did anything wrong, and they are not legal advice. Automated retrieval and analysis may be inaccurate or incomplete — verify against the cited source documents before relying on any answer.
What this page answers: finding a firm by name, CRD, CIK or SEC file number; one firm’s roster record, its span across the rosters, and its own reported AUM and accounts over time; how many advisers a named snapshot lists; and the archive’s own provenance — every roster file with its date and source filename. What it refuses, always: anything ordered by a measure of a firm, anything about discipline or conduct, anything about an individual person, any cause or reason for a change, and any answer bigger than twenty-five firms. A misspelled firm name comes back with up to five similar names drawn from the archive’s own index, for you to re-ask — never a corrected search run on your behalf, and never a ranking.
Answers come from public SEC records. They describe what was filed, not whether anyone did anything wrong, and they are not legal advice. Automated retrieval and analysis may be inaccurate or incomplete — verify anything that matters against the cited source documents before relying on any answer. The archive is a registration roster, not a conduct record: a firm leaving it is ordinary, and is not evidence of anything by itself.